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Parses regulatory disclosure sections to surface non-advisory business engagements, board memberships, and other activities that may create conflicts, enabling risk teams to identify undisclosed or material conflicts.","intents":["Identify outside business activities that may create conflicts of interest with advisory services","Verify adviser disclosures of side businesses or board memberships","Flag advisers with extensive outside activities for enhanced compliance review","Build conflict-of-interest profiles for adviser suitability assessment"],"best_for":["Compliance and risk teams assessing adviser conflicts","Investment platforms implementing conflict-checking workflows","Legal teams conducting conflict-of-interest due diligence","Internal audit functions monitoring adviser compliance"],"limitations":["Relies on adviser self-reporting; no independent verification of disclosed activities or their materiality","Disclosure completeness varies by adviser; some may under-report or omit activities","No real-time monitoring of changes to outside activities; updates only reflect SEC filing frequency (typically annual)","Conflict materiality assessment requires human judgment; system provides data only, not risk scoring"],"requires":["Valid adviser CRD number or SEC file number","MCP client with structured data parsing","Access to Smithery AdvisorFinder conflict disclosure endpoint"],"input_types":["text (adviser identifier)","structured adviser CRD number"],"output_types":["structured JSON conflict disclosures","outside business activity records","board membership and affiliation data"],"categories":["data-processing-analysis","safety-moderation"],"confidence":0.5,"matches":0,"success_rate":0},{"id":"smithery_advisorfinder-search__cap_3","uri":"capability://planning.reasoning.adviser.risk.scoring.and.regulatory.flag.detection","name":"adviser risk scoring and regulatory flag detection","description":"Computes risk scores and flags regulatory red flags for individual advisers based on SEC IAPD data patterns, including disciplinary history, disclosure completeness, outside activities, and registration anomalies. 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Implements request batching and parallel query execution to retrieve 100+ adviser profiles with latency proportional to largest single query rather than sum of individual queries.","intents":["Verify regulatory status of multiple adviser candidates in a single API call","Populate internal adviser databases with bulk SEC profile data","Conduct compliance screening across large adviser populations","Export adviser data for external compliance or due diligence systems"],"best_for":["Compliance teams conducting bulk adviser screening","Data integration teams syncing adviser data to internal systems","FinTech platforms importing adviser profiles at scale","Recruitment teams verifying multiple adviser candidates"],"limitations":["Batch size limits may apply; very large batches (1000+) may be split across multiple requests","Batch latency depends on slowest query in batch; single slow query blocks entire batch response","No transactional guarantees; partial batch failures may return incomplete results","Batch results may be returned in different order than input; clients must match results by identifier"],"requires":["MCP client supporting batch request syntax","List of valid adviser CRD numbers or identifiers","Access to Smithery AdvisorFinder batch endpoint"],"input_types":["array of text (adviser names or identifiers)","array of structured adviser CRD numbers"],"output_types":["array of structured JSON adviser profiles","batch status indicators","error records for failed lookups"],"categories":["tool-use-integration","data-processing-analysis"],"confidence":0.5,"matches":0,"success_rate":0},{"id":"smithery_advisorfinder-search__cap_6","uri":"capability://automation.workflow.sec.iapd.data.synchronization.and.real.time.updates","name":"sec iapd data synchronization and real-time updates","description":"Maintains live synchronization with SEC IAPD data feeds, updating adviser records as changes occur in the authoritative SEC database. 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